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SEC: MassMutual misled investors, will pay $1.6M penalty

Thursday, November 15, 2012

WN.com - Business News
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SEC: MassMutual misled investors, will pay $1.6M penalty
Nov 16th 2012, 06:20

Massachusetts Mutual Life Insurance Company was charged with securities law violations today by the Securities and Exchange Commission for failing to sufficiently disclose the potential negative impact of a “cap” it placed on a complex investment product investors were planning to use for...
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